Professional Recertification (PRCE)
3 credit hours
Topics Covered: Life and Health, Financial Planning, Law and Legislation, Life
If purchased today, this course must be completed by: September 17, 2020
Other credit types available: CE
With the signing of the USA Patriot Act of 2001, Public Law 107-56, the government received additional powers in the war on terrorism. With this new law, broker-dealers have made a lot of changes in their compliance programs. These changes include establishing anti-money laundering compliance programs, verifying the identity of new accounts and filing suspicious activity reports. This program reviews the requirements for all persons associated with the financial services industry.
Rules for American College PRCE (formerly PACE)
- Course material may not be downloaded.
- Exam is closed book.